UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

  


 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934.

  

Date of ReportOctober 29, 2014

(Date of earliest event reported)

  

MRI Interventions, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware 

000-54575

58-2394628 

(State or other jurisdiction 

(Commission File 

(I.R.S. Employer 

of incorporation or organization) 

Number) 

Identification No.) 

     
One Commerce Square, Suite 2550    
Memphis, Tennessee   38103
(Address of principal executive offices)   (Zip Code)

              

(901) 522-9300

(Registrant's telephone number, including area code)

 

Not Applicable

(Former Name or Former Address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

 

Item 2.02. Results of Operations and Financial Condition.

 

On October 29, 2014, MRI Interventions, Inc. (the “Company”) is posting an updated investor presentation to its website, which presentation includes certain information regarding the Company’s revenues for the three month and nine month periods ended September 30, 2014. A copy of the investor presentation is being furnished herewith as Exhibit 99.1.

 

The presentation is furnished by the Company pursuant to Item 2.02 of Form 8-K and will not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor will it be deemed to be incorporated by reference in any filing under the Securities Act of 1933 (the “Securities Act”) or the Exchange Act, except as expressly set forth by specific reference in such filing.

 

 

Item 7.01. Regulation FD Disclosure.

 

MRI Interventions, Inc. (the “Company”) is posting an updated investor presentation to its website at http://ir.stockpr.com/mriinterventions/presentations. A copy of the investor presentation is being furnished herewith as Exhibit 99.1. The Company may use the investor presentation from time to time in conversations with analysts, investors and others.

 

The presentation is furnished by the Company pursuant to Item 7.01 of Form 8-K and will not be deemed to be “filed” for the purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that section, nor will it be deemed to be incorporated by reference in any filing under the Securities Act or the Exchange Act, except as expressly set forth by specific reference in such filing.

 

The information contained in Exhibit 99.1 is summary information that is intended to be considered in the context of the Company’s filings with the Securities and Exchange Commission (“SEC”) and other public announcements that the Company may make from time to time, by press release or otherwise. The Company undertakes no duty or obligation to publicly update or revise the information contained in this report, although it may do so from time to time as its management believes is warranted. Any such updating may be made through the filing of other reports or documents with the SEC, through press releases or through other public disclosure.     

 

 

Item 9.01. Financial Statements and Exhibits.

 

 

(d)

Exhibits.

     
    See Exhibit Index immediately following signature page.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

MRI Interventions, Inc. 

 

 

 

 

 

 

 

By: 

/s/ Oscar Thomas 

 

 

Oscar Thomas 

 

 

 Vice President, Business Affairs

 

Date:     October 29, 2014

  

 

 

  

EXHIBIT INDEX

 
Exhibit No. Description

99.1

MRI Interventions, Inc. investor presentation dated October 2014

 

 

4